William G. Lycan
Explanation and epistemology are closely related
in at least three ways. First, the notion of explanation is itself
an epistemic one. To explain something is an epistemic act, and to
have something explained to you is to learn.
Second, there is a form of ampliative inference
that has come to be called ‘inference to the best explanation,’ or more
briefly ‘explanatory inference.’ Roughly: From the fact that a certain
hypothesis would explain the data at hand better than any other available
hypothesis, we infer with some degree of confidence that that leading hypothesis
is correct. There is no question but that this inference is often
performed. Arguably, every human being performs it many times in
a day, perhaps without letup.
Third, there is an epistemological thesis, sometimes
called ‘Explanationism,’ to the effect that explanatory inference is (not
only performed but) warranted and does epistemically justify the accepting
of its conclusion. That thesis comes in several grades of strength,
but even its lowest grade is controversial among epistemologists.
1 Explanation
What is explanation? That question has been
voluminously discussed, though by philosophers of science rather than by
epistemologists, since the heyday of Logical Positivism. The Ur-answer
of the 20th century was Hempel and Oppenheim’s (1948) Deductive-Nomological
(D-N) theory, also called the ‘covering law’ model. According to
that theory, one explains a fact or event (the ‘explanandum’) by showing
that it followed by law of nature from a preëxisting set of circumstances
or conditions. Such a showing would take the form of a deductive
argument, a deduction of the explanandum from the antecedent conditions
and one or more laws of nature.
To take an example of Jaegwon Kim’s (1967):
A room had its walls painted white. But the walls later blackened.
Why did they? Explanation: (i) The paint contained lead carbonate;
(ii) the gas used for lighting the room contained sulfur (evidently the
example is set in a pre-electric century); (iii) lead carbonate combines
with sulfur to form lead sulfide; and (iv) lead sulfide is black.
(Though (i)-(iv) do not strictly entail that the walls blackened, they
can be eked out: We can add that the burning of the gas gave off
sulfur, that the sulfur diffused through the air and made contact with
the paint on the wall, etc.) Initially, there was paint containing
lead carbonate, and sulfur was introduced; so the laws of chemistry kicked
in and blackening was the then logically inevitable result.
More generally, a D-N explanation takes the form:
C1, C2,…, Ck Antecedent conditions
L1, L2,…, Lr Laws of nature
_____________
\ E
The explanandum
--where the horizontal line and the \ symbol mean that E has been logically
deduced from the two sets of premises.
The D-N model was soon beset by counterexamples
and other objections of many different types. (For a review. see
Salmon (1989).) But for our purposes, the important thing to notice
is that a D-N explanation exhibits what are actually several different
features, each of which is individually relevant to the business of explaining.
First, a D-N explanation is a case of subsuming.
The explanandum is collected under a generalization, given by the pertinent
laws. Thus it is exhibited as part of an overall pattern.
Second, a D-N explanation shows that given the antecedent
conditions, the explanandum was to be expected, or could have been
predicted, by anyone who knew the laws.
Third, if we assume that for X to lead by natural
law to Y entails that X causes Y, a D-N explanation is a causal
explanation. (More strongly, it presents a case of causal necessitation;
it does not merely cite some causal factors.)
Fourth, a D-N explanation is a complete explanation,
not in the sense of containing all imaginably relevant information, but
in that of containing enough explanatory information to entail its
explanandum. Given the antecedent conditions and the laws, it is
not even conceivable that the explanandum should not have ensued.
For proponents of the D-N model, it was only natural
that the foregoing four features should coincide. But one lesson
of the subsequent critical literature is that they do not fully coincide
in real life; there are many cases of explanation in which they come apart.
Take the last feature first: Real explanations in real science almost
never have it. Toy examples in Newtonian physics do, and perhaps
our paint example would if thoroughly enough filled in, but quantum-mechanical,
biological, geological, and certainly meteorological explanations do not.
Quantum-mechanical explanations are probabilistic; and special-science
explanations rest too heavily on idealizations and are too vulnerable to
lower-level hardware breakdowns.
So, in particular, a causal explanation need not
be ‘complete’ in the entailing sense. A perfectly good causal explanation
can also fail to show that its explanandum was to be expected. Standard
examples of this are highly improbable events whose mechanisms we can work
out but only after the fact. E.g., evolutionary biology can explain
the emergence of a trait in a population, but could not have predicted
in advance that that trait would emerge (Scriven (1959)); an atomic nucleus
suddenly decayed at time t and gave off an alpha particle; quantum mechanics
can and does explain the particle’s emission, but quantum mechanics itself
entails that the emission at t was highly improbable and could not possibly
have been predicted (Railton (1978)). Nor need a subsumption show
that its explanandum was to be expected; the nucleus in Railton’s example
is subsumed under a rigorous quantum-mechanical law, and thus elegantly
exhibited as part of a pattern, but the law is a probabilistic law rather
than a universal generalization.
And a perfectly good causal explanation can fail
to subsume in the D-N sense. I can show that one event caused another
without knowing any interesting general law that underlies my explanation.
For example, I may work out by Mill’s Methods that it was the chicken salad
that must have gone bad and poisoned the stricken cafeteria patrons, without
having any idea what toxin did the poisoning or according to what biological
laws. Conversely, a good subsumption need not be causal, as when
physics relies on purely geometrical explanation (or for that matter, when
geometry does). And by the same token, we can show that a surprising
event was to have been expected (had we known one or two of its antecedents
in light of an inductive correlation between them and it), without having
the faintest idea of how or why the antecedents led to the event.
Thus, so far we have three distinct though overlapping
paradigms for scientific explanation—subsumption, showing-to-be-expected,
and causal. And there are at least two more. One is the ‘pragmaticist’
conception associated with Scriven (1962), van Fraassen (1980) and others,
of filling a gap in understanding by answering a ‘why’-question
in a contextually informative way. It can readily be checked that
filling a gap in understanding, being a matter of individual psychology,
is conceptually independent of any of the preceding three paradigms.
A fifth paradigm, sometimes touted in textbooks, is the reduction of
the unfamiliar to the familiar. Such reduction, though
it happens (as in the case of assimilating electricity to the coursing
of little balls through a pipe), is somewhat unusual in science; certainly
molecular genetics, general relativity and economics do little of it.
‘Scientific explanation’ begins to look like a family-resemblance sort
of category, comprising the distinct conceptions mentioned so far as well
as perhaps others.
Certainly it comprehends a few more specialized
explanatory formats as well. There is the sort of function-analytical
explanation that pervades cognitive psychology, biology, computer science,
systems theory as applied to artifacts, electrical engineering, and auto
mechanics (Simon (1969), Wimsatt (1976); Cummins (1983)). One explains
the behavioral capacities of an organism or system by decomposing that
system into subsystems and showing how the subsystems coöperate to
produce the corporate output of the whole; then, for any of the subsystems,
the process can be repeated at the next lower level of organization, and
so on. (An automobile works—locomotes--by having a fuel reservoir,
a fuel line, a carburetor, a combustion chamber, an ignition system, a
transmission, and wheels that turn. If one wants to know how the
carburetor works, one will be told what its parts are and how they work
together to infuse oxygen into fuel; and so on.) There are the special
patterns of explanation found in history and sometimes in the social sciences:
We often explain people’s behavior by rationalizing it, by showing
why it was a good idea from the principals’ point of view (Dray (1963),
Dennett (1987)). This style of explanation presupposes norms of theoretical
and practical rationality; nothing of the sort appears in physics or chemistry,
though such norms are not entirely foreign to evolutionary biology.
‘Scientific explanation,’ if that means explanation
of any type that is regularly offered in the sciences, is motley.
It is not likely to be captured by a single set of necessary and sufficient
conditions.
Of course, not all explanation is scientific explanation,
nor is epistemology primarily concerned with scientific explanation.
Most of the explanations that ordinary people (including ordinary philosophers)
provide and receive in real life are not scientific, but are couched in
terms of everyday things, events and people.
2 Explanatory inference
As its name suggests, an inference to the best explanation
proceeds from an explanandum or a set of data to a hypothesis that explains
the data better than any available competing hypothesis would. To
put it in that way sounds scientistic, and indeed, the sciences do justify
their theoretical posits on grounds of the posits’ explanatory power.
The germ theory of disease is accepted (in part) because it explains striking
epidemiological facts, as well as patients’ symptoms. Even more vividly,
the atomic theory of matter is accepted because it explains the very remarkable
generalizations of classical chemistry. Astronomical hypotheses were
originally accepted only because they explained the synchronic and diachronic
patterns of light observable in the night sky.
But, again, explanatory inference is hardly limited
to science. A detective solves a murder case by reflecting on the
various clues and constraints and arriving at the best explanation of the
clues given the constraints, the story that makes the best sense of the
clues. An auto mechanic diagnoses your car trouble by inferring the
best explanation of the car’s symptoms. It may be tempting in such
cases to say that the detective or the mechanic has arrived at the ‘only
possible’ explanation and therefore has really performed a deduction, by
ruling out all the alternate possibilities (Sherlock Holmes talked explicitly
in this way). But that would not be accurate. There are always
many possibilities that have not been logically ruled out by the evidence,
but are just poor or outright fanciful explanations: The murder might
have been committed by a very small paratrooper who landed silently in
pre-dawn darkness on the garage roof and had some way of getting through
the window without breaking it, etc. Or it might have been committed
by invisible aliens. ‘The only possible explanation’ has to mean
‘the only even halfway plausible explanation.’
Nor is explanatory inference limited to professional
practitioners such as detectives and mechanics. We all perform it
in everyday life as well. I find what appear to be droppings on my
lawn, and infer that an unleashed animal has been by. The last slice
of pizza has unexpectedly disappeared from the refrigerator, and I infer
that my daughter has stopped at home after school instead of proceeding
directly to her orchestra rehearsal. Some philosophers, such as Russell
(1959) and Quine (1960), argue that our constant flood of beliefs about
ordinary physical objects in our environment is the result of constant
explanatory inference from the ways we are appeared to.
In some but not all of the foregoing examples, the
inferred explanans can be directly checked after the fact. For example,
the murderer may be caught and confess; the auto mechanic may then check
the relevant engine part and verify her diagnosis; I can interrogate my
daughter when she gets home. But ordinarily we make the explanatory
inferences with some confidence whether or not we then go on to
check them.
Representing explanatory inference schematically:
F1, F2,…, Fn are facts in need of explanation.
Hypothesis H explains the Fi.
No available competing hypotheses would explain the Fi as well as H does.
_______________________________
\ H is true.
Some commentary is required. (1) What are ‘facts’?
For our purposes, they are just states of affairs that, in the context,
are reasonably presumed to obtain. (They do not have to be facts
about any particular privileged subject-matter, such as about objects that
have been ‘directly observed.’ Nor do they have to be known with
certainty.) (2) When is a fact genuinely ‘in need of’ explanation?
An interesting question, but let us not try to settle it here; substantive
disagreements about what does or does not need explaining are rare.
(3) ’Explains’ in the second premise cannot, without question-begging,
mean ‘actually explains’; rather, it is used in the sense of ‘would explain
if true.’ (4) Which type(s) of explaining, from among the types distinguished
in section 1, sustain the present pattern of inference? Causal explanation,
certainly; probably showing-to-be-expected; and probably function-analytical;
but extensive discussion is needed here. (5) ’As well as’ in the
third premise implies an evaluative comparison; one hypothesis explains
the facts better than another one explains them. There must
therefore be criteria for ranking hypotheses in this way. And so
there are; see the next section. (6) Of course the explanatory argument
form is not deductively valid; the conclusion is not logically entailed
by the premises. The \ sign should here be pronounced as ‘therefore,
probably,’ indicating that the argument is ampliative.
The foregoing schema must be restricted in at least
two ways. First, the third premise alone is not strictly enough to
motivate the superior hypothesis H, because H might be only barely superior
to a very poor field (Lehrer (1974), p. 180). Suppose a strange and
weird event occurs, and no faintly plausible explanation suggests itself.
All we can think of is that the event was perpetrated by aliens.
The hypothesis that it was caused by aliens from Venus is less implausible
than the hypothesis that it was caused by aliens from outside our solar
system, since it at least does not require interstellar travel. But
it is not at all plausible and should not be accepted even to a small degree.
The moral is that there must be a threshold.
In addition to merely outstripping its competitors, H must meet some minimum
standard of credibility. (Though we must leave it open that H be
antecedently improbable; obviously we do often confidently infer explanations
that would have seemed highly improbable until we had seen the particular
set of data they explain.)
One might think of adding that besides meeting the
minimum standard, H must outstrip its nearest competitor by a considerable
margin. After all, if H´ is nearly as good an explanation as
is H, falling just barely short, why should we then plump decisively for
H? But we do not need to plump decisively for the conclusion of an
explanatory inference. Like any ampliative argument form, our schema’s
instances warrant their conclusions to varying degrees. In the present
circumstance, though we would not be warranted in accepting H in marked
preference to H´, we would be warranted to a very small degree
in accepting H rather than H´.
The second restriction is required by the possibility
of subjects who are very unimaginative. Suppose I am especially gullible.
I receive a gaudy letter in the mail telling me that I have won a money
prize, and all I need to do to collect the prize and perhaps further millions
is to fill out the complicated form in the envelope and return it by mail
to the Publishers’ Raffle Co. to participate in their final drawing.
I do this, believing that I have won a money prize and that all I need
to do to collect the prize and perhaps further millions is to fill out
the form; no alternate explanation of my having been sent the letter occurs
to me. Or suppose I am just no good at thinking up hypotheses:
I find the slice of pizza missing and I conclude wonderingly that my refrigerator
is defective in such a way that it makes pizza disappear without trace.
These are not reasonable inferences.
So we need to restrict the third premise by requiring
that a reasonable range of hypotheses have at least tacitly been considered.
(What range is ‘reasonable’ in a given context will depend both on the
contextual facts and on the subject’s existing beliefs and expectations.)
But now we must address the question of what makes
one hypothesis a better explanation than another.
3 The explanatory virtues
We must consider the case in which two competing
hypotheses explain or accommodate overlapping data, and neither has been
refuted by having been shown to entail something false; thus they are viable
mutual competitors. How do we tell which is ‘better,’ i.e., which
should be preferred? In practice, we make such judgments on the basis
of various pragmatic reasons (Quine and Ullian (1978), Thagard (1978),
Harman (1986)): H may be preferable because it is simpler, or because
it explains more than does its competitor, or because it is more readily
testable, or because it is less at odds with what we already reasonably
believe, or (more likely) because of some more complex combination of such
factors.
The preference for simplicity in particular
is illustrated by the standard example of experimental scientists’ practice
in curve-fitting on graphs: Given a set of data points that in fact
lie along a straight line, any scientist will go ahead and draw a straight
line through them rather than any more complicated curve, and leave it
that way unless further, refuting data should come in. This compelling
smoothness of the linear hypothesis is a virtue of some sort, one that
is not shared by the hypotheses respectively expressed by other curves
that pass through the very same data points, such as perhaps a sine curve.
Notice that there are countless many more complex curves that pass through
those same points, including one that looks like a rather scrawled handwritten
token of ‘God defend New Zealand.’
There are many different types and respects of simplicity
other than the simplicity of a mathematical function: elegance of structure;
parsimony of posits and/or of ontology; fewer principles taken as primitive;
and no doubt more. It should not be suggested that ‘simplicity,’
even simplicity in a single respect, is easily measured, or even that it
can be given a clear general characterization; see Foster and Martin (1966)
and Sober (1975). And simplicity’s different kinds and respects overlap
and cut across each other, often conflicting; there are no set rules for
resolving such conflicts.
When a theory explains more than does its competitor,
especially if the added explananda are taken from a distinct range of phenomena,
we speak of greater explanatory power; other things being equal,
we prefer a hypothesis of greater power. Perhaps this is a higher-order
manifestation of the drive for simplicity; it makes for greater simplicity
in the overall belief system that contains the two ranges of data.
Other pragmatic virtues include:
Testability. Other things being equal,
a hypothesis H will be preferred to a competitor H´ if H has more
readily testable implications. The verificationists were rash to
hold that untestability amounted to cognitive meaninglessness, but testability
is an important component of a hypothesis’ merit. Intuitively, if
a hypothesis makes no testable predictions, it has little explanatory force.
Suppose someone believes that the tides and the weather at sea are controlled
by capricious demons who are invisible and otherwise undetectable.
This subject has no further belief on the topic, and is unable to predict
future weather because, he says, it all depends on the demons’ whims at
the time. Thus, his only available explanation of a past event is,
‘The demons must have wanted it that way,’ which (n.b., even if we are
perfectly happy to accept the existence of demons) is not highly explanatory.
Fecundity. H will be preferred to H´
if H is more fruitful in suggesting further related hypotheses, or parallel
hypotheses in other areas. (Perhaps this is a higher-order form of
simplicity again.)
Neatness. H will be preferred to H´
if H leaves fewer messy unanswered questions behind, and especially if
H does not itself raise such questions.
Conservativeness. H will be preferred
to H´ if H fits better with what we already believe. If this
sounds dogmatic or pigheaded, notice again that, inescapably, we never
even consider competing hypotheses that would strike us as grossly implausible;
the detective would never so much as entertain the hypothesis that the
crime was committed by invisible Venusian invaders, nor the mechanic that
your car trouble is caused by an infusion of black bile or evil fairy dust.
Nor should we consider such hypotheses, even if we could enumerate them
all; someone who insisted on doing so would be rightly accused of wasting
everyone’s time. All inquiry is conducted against a background of
existing beliefs, and we have no choice but to rely on some of them while
modifying or abandoning others—else how could any such revisions be motivated?
Every pragmatic virtue is a matter of degree.
And there is the obvious complication: Our preference for any one
of the virtues always comes qualified by ‘other things being equal,’ and
the ‘other things’ are the respective degrees of the other virtues.
Clearly the virtues can conflict among themselves. Perhaps the most
obvious tension holds between simplicity and conservativeness, since often
simplification is gained only through bold overthrowing of previously accepted
theory, as in the case of Copernican vs. Ptolemaic astronomy. But
because of the complexity of any detailed real-world case study, there
is no generally accepted policy for weighing the various degrees of the
various virtues against each other in any particular inquiry. The
lack of such a policy understandably has led some epistemologists to skepticism
or relativism concerning theory choice based on pragmatic virtues.
At the very least, it would be an Augean task to sort through the history
of science and other factual inquiry, comparing cases of what we consider
reasonable theory choice and trying to sift out the combinations of degrees
of the various virtues that motivate our judgments of the reasonableness
of those choices.
Still, in the vast majority of ordinary cases we
do not much disagree on which hypotheses are better than others.
Such disagreement is the exception rather than the rule, and even when
there is disagreement, consensus can often be reached through discussion
that makes more of the relevant factors explicit. Even in science,
disagreement at the frontier presupposes a great deal of agreement on theory
choices made in the past.
4 Explanationism
(The slightly barbarous label was coined by James
Cornman (1980).) As the term shall be used here, it designates roughly
the doctrine that what justifies an ampliative inference--or more generally
the formation of any new belief--is that the doxastic move in question
improves the subject’s explanatory position overall, or as we sometimes
say, the move increases the explanatory coherence of the subject’s global
set of beliefs. In particular, the Explanationist holds that some
beliefs are indeed justified by ‘inference to the best explanation’ as
described in the previous section. Explanationism derives from Peirce
and Dewey, by way of Quine (1960) and Wilfrid Sellars (1963). But
Harman (1965) was the first to articulate it and defend it against better
entrenched competing epistemologies. It has since received support
from Thagard (1978, 1989), Lycan (1988), and Lipton (1991).
One must distinguish between at least three grades
of Explanationism; we may call them respectively ‘Weak,’ ‘Sturdy,’ and
‘Ferocious.’ (A fourth and higher grade will be mentioned shortly.)
Weak Explanationism is only the modest claim that explanatory inference
can
epistemically justify a conclusion. (As we shall see, that claim
has been vigorously disputed.)
Sturdy Explanationism adds that explanatory inference
can do its justifying intrinsically, i.e., without being derived
from some other form of ampliative inference, such as probability theory,
taken as more basic. (That claim is disputed by Cornman (1980) and
by Keith Lehrer (1974), who argue that explanatory inference is at bottom
a use of probability theory. Other theorists have tried to reduce
individual explanatory virtues, such as simplicity, to probabilistic features.)
Ferocious Explanationism adds that no other form
of ampliative inference is basic; all are derived from explanatory inference.
(That claim is disputed by almost everyone.) Interestingly, Harman
originally defended Ferocious Explanationism, ignoring the two weaker forms,
by trying to exhibit various common patterns of traditional inductive inference
as enthymematic instances of explanatory inference; see also Lycan (1988,
Ch. 9). Harman’s mature Explanationist view of all reasoning is given
in his (1986). At times he seems to incline toward an even more ambitious
doctrine, which we might call ‘Holocaust Explanationism’: the view that
all
inference and reasoning, including deductive as well as ampliative, is
derived from explanatory inference. That would require reconstructing
simple logical deduction in explanatory terms.
Weak Explanationism is a commonsensical view, but
of course we must address objections that have been made against it, especially
as they are a fortiori objections to the stronger doctrines. Sturdy
Explanationism is slightly more contentious, but in the absence of any
actual attempt at reducing all the pragmatic virtues to probabilistic or
confirmation-theoretic notions, there is little point in considering criticisms
of it that do not also apply to Weak. (The Weak-but-not-Sturdy view
has not been pursued in any detail, and in any case would be too technical
to be usefully discussed here.) Following consideration of the objections
to Weak, we shall then concentrate on the pros and cons of Ferocious Explanationism.
5 Two objections to Weak Explanationism, and replies
Van Fraassen (1980) argues that explanation—even
the most rigorous causal explanation that takes place in science--is interest-
and/or context- and/or understander-relative in each of a number of ways.
If explanation is in the eye of the beholder, but we remain more or less
realist about epistemic justification, then the former is no fit foundation
for the latter.
Actually van Fraassen calls attention under this
heading to what are a number of different and unrelated phenomena, of which
the most pertinent are the following. (1) The nonuniqueness of causes.
Van Fraassen points out (pp. 115, 125-126) that any choice of ‘the’ cause
of an event from among all the event’s contributing factors is undeniably
interest-relative; the most one can find in nature is a set of causes,
causal factors and conditions that combine to lead by law to the event.
(Reply: Quite so. But nothing in the Explanationist program presupposes
otherwise.) (2) Knowledge-relativity. Van Fraassen gives an
example (p. 125) designed to show that explanation is relative to what
one knows. (Reply: Of course an explanation may be helpful or unhelpful
to one depending on what one already knows. No surprise there, and
nothing damaging either to anyone’s theory of anything: that whether an
explanation tells you anything you didn't already know depends on what
you already knew is tautologous, and so irrelevant to any philosophical
argument. (3) Alleged interest-dependence of the explanans-explanandum
asymmetry in particular. Van Fraassen accepts the contention attributed
to Sylvain Bromberger, that normally the height of the flagpole explains
the length of its shadow rather than the other way around, and he joins
Bromberger (1966) in taking this to embarrass the D-N model. But
he resists the diagnostic conclusion that the asymmetry is something in
nature that the concept of explanation latches onto. Rather, he says,
explanation itself, a relation solely between theories and minds, is asymmetrical.
The asymmetry is psychological and depends on our interests, combined,
of course, with our natural expectations based on de facto regularities
of nature. (Reply: Van Fraassen's key example, his romantic
story of ‘The Tower and the Shadow,’ is unconvincing; see Kitcher and Salmon
(1987).)
(4) Relativity to contrast-class. Here we
come upon a phenomenon that indeed must be addressed in any discussion
of explanation and epistemology. Van Fraassen reminds us (pp. 127-128,
cf. Garfinkel (1981)) of the familiar point that ‘why’-questions, and hence
explanations (their answers), seem ambiguous as to focus within their complement
clauses--that is, ‘why’-questions seem to request different explanations
depending on emphasis. Van Fraassen offers the example, ‘Why did
Adam eat the apple?’ In asking that, we normally would want to know
why Adam ate the apple rather than scrupulously avoiding it as ordered
by God. But different explanatory requests could be produced using
nearly the same sentence, by varying surface syntax or just intonation:
‘Why was it Adam who ate the apple?’; ‘Why was it the apple that Adam ate?’;
‘Why did Adam eat the apple?’ Requests for explanations, and
hence presumably explanations themselves, are finer-grained--individuated
more finely--than are explananda as expressed by ordinary unmarked propositions.
What this shows is that explanation has a built-in
‘as opposed to...’ clause. (‘Why did Adam eat it as opposed to avoiding
it?’, vs. ‘Why did Adam as opposed to Eve eat it?’, vs. ‘Why did he eat
the apple as opposed to the serpent, grilled?’) In each case, what
van Fraassen calls a contrast-class is presupposed—people who might have
eaten the apple, things that Adam might have eaten, and the like.
This seems a fair criticism of the original D-N model. The model
would have to be modified to make the premises of a D-N explanation home
in on the syntactic element of the explanandum-conclusion that signals
the appropriate contrast-class. But what bearing has the relativity
to contrast-class on Weak Explanationism?
Lipton (1991) offers an excellent discussion of
contrast-relativity. As he describes the phenomenon (p. 35), ‘[a]
contrastive…[explanandum] consists of a fact and a foil, and the same fact
may have several different foils.’ He neither affirms nor (strictly)
denies van Fraassen’s apparent assumption that all explanations are implicitly
contrastive, but he gives heavy weight to the contrastive case. He
argues that often it is easier to explain a contrast than to explain the
uncontrasted fact alone (cf. Garfinkel (1981), p. 30): Lipton’s preference
for contemporary plays may explain why he went to see Jumpers last
night rather than Candide, but that does not suffice to explain
why he went to see Jumpers. (Though sometimes it can be the
other way around; we can explain why Jones contracted paresis without being
able to explain why Jones rather than Smith did.)
One might suppose that what is going on in a case
of contrast-relativity is just that two different explananda are
being considered. If so, then van Fraassen’s argument would in no
way damage Weak Explanationism, because the explanatory-inference schema
already isolates and presupposes a single given explanandum. But
Lipton (though himself an Explanationist) goes on to make a point that
casts some doubt on this simple move, by arguing that there is no simple
reduction of a contrastive explanation to noncontrastive (particularly
truth-functional) form. In particular, one cannot reduce explaining
contrastively why P rather than Q to explaining noncontrastively
why (it is the case that) P and not Q, because the latter would
involve explaining each conjunct, and as we saw, either conjunct might
be harder to explain than was the original contrast.
Lipton’s antireduction case is convincing, but notice
that it does not help van Fraassen refute Weak Explanationism. For
even if there is no truth-functional or other simple reduction of contrastive
explananda to noncontrastive ones, we can still distinguish the contrastive
explananda from each other. Van Fraassen himself even gives a helpful
notation in which to do so, in terms of his contrast-classes attaching
to syntactic elements of the original uncontrasted explananda. So
far as has been shown, it is still entirely open to us to hold that cases
of contrast-relativity are merely cases of distinct explananda, and if
that is what they are, they are no threat to Weak Explanationism.
Let us then turn to a second objection to Weak Explanationism.
Van Fraassen offers the following eloquent rebuke to common sense.
Van Fraassen’s second paragraph suggests two different arguments against Weak Explanationism. Each is attractive on its face.Judgements of simplicity and explanatory power are [admittedly] the intuitive and natural vehicle for expressing our epistemic appraisal. What can an empiricist make of these...virtues which go so clearly beyond the [more narrowly evidential] ones he considers pre-eminent?
There are specifically human concerns, a function of our interests and pleasures, which make some theories more valuable and appealing to us than others. Values of this sort, however,... cannot rationally guide our epistemic attitudes and decisions. For example, if it matters more to us to have one sort of question answered rather than another, that is no reason to think that a theory which answers more of the first sort of question is more likely to be true. (p. 87)
6 A tougher objection to Weak Explanationism
The second argument suggested by the van Fraassen
passage is one which has also been made by Ian Hacking (1982) (cf. Cartwright
(1983)): Truth is a relation between a theory or hypothesis and the
world. But the pragmatic virtues are relations between theories and
our human minds, to which relations the world seems irrelevant. The virtues
have to do with the roles that hypotheses play in our private cognitive
economies, not with anything external to us. They are (in Hacking’s
phrase) only what make our minds feel good. The point is no longer
just to ask rhetorically why making our minds feel good should be taken
to be a warrant of truth; it is that the virtues are positively the wrong
sort of properties to be so taken.
This second argument is most compelling for the
case of conservativeness. That a hypothesis fits comfortably with
what we already believe makes that hypothesis pleasant and attractive to
us, but hardly justifies it. To think it does justify is to assume
that what we already believe is justified, merely by the fact of our believing
it, and that idea strikes most philosophers as false on its face.
(But see Sklar (1975) and Lycan (1988, Ch. 8), countered in turn by Christensen
(1994).)
Two replies may be made to the second argument.
First, it falsely assimilates the pragmatic virtues to self-seeking emotive
or other purely conative ‘reasons’ for believing things (as in Pascal’s
Wager, or a case in which we are offered a lot of money if we can get ourselves
to believe that unrestrained exploitation of the environment will be a
good thing for everyone). The fact is that the virtues are genuinely
cognitive and in one important sense epistemic values. (On the difference
between the pragmatic values and purely conative reasons for believing,
see Harman (1997).)
There is an idea, emphasized by Reliabilists but
prevalent among epistemologists more generally, that ‘truth is the goal
of cognition,’ and hence that nothing should count as cognitive unless
it can be shown to be truth-conducive or at least is somehow directly truth-conducive.
But it is fairly easy to see that truth cannot be the only epistemic value.
Suppose it were. If the goal, like Descartes’, is merely to avoid
falsehood, then we could reach our ultimate epistemic goal simply by confining
our assent to tautologies; we would still thereby believe uncountably many
truths. If, instead, the idea is to believe all truths, the
goal would be radically unreachable. Realizing those things, the
truth-centered epistemologist usually alludes to a ‘favorable balance of
truth over error.’ But ‘favorable’ as regards what? Some further
value or interest must be consulted to judge what is ‘favorable,’ or the
suggestion is meaningless.
Second reply to van Fraassen and Hacking:
More specifically, it is hardly unreasonable to suppose with Peirce that
beliefs are for something, and that cognition has a function.
Truth cannot possibly be the only goal of cognition. There must at
least be something in the way of informativeness or other usefulness, however
that might be measured. Since belief is a guide to action, a belief’s
other pragmatic virtues may also contribute to its overall cognitive goodness.
Lycan (1988, Ch. 7) argues that the way in which
the pragmatic virtues do this is precisely by making cognition efficient
in guiding action. They are the product of good design or ‘design’
by natural selection. A hyperskilled cognitive bioengineer fitting
human beings for a postPleistocene environment would, arguably, have endowed
us with the same habits of hypothesis preference as those listed in section
3 above. For example, she would have built us to prefer (other things
being equal, as always) simpler hypotheses to complex ones. Simpler
hypotheses are more efficient to work with. Complexities incur greater
risk of error in application. And for that matter, simplicity is
itself a form of efficiency, in that we want to achieve plenitude of result,
in the way of data subsumed and results predicted, but with economy of
means. For the same sorts of reason, the engineer would program us
to seek explanatory power when other costs are low.
The engineer would not want us to load up on beliefs
that have little or nothing to do with our immediate interactions with
our environment, unless those beliefs play an enormous unifying, simplifying
and systematizing role. Hence, she would have us prefer more readily
testable hypotheses to less testable ones.
Other things being equal, it would be more efficient
for us to be able to extrapolate a type of hypothesis motivated by one
subject-matter to other, not obviously related areas, so very likely the
engineer would have us seek fruitfulness. It is perhaps more obvious
that she would instill an aversion to messy belief systems full of dead
ends and paths that lead nowhere. If we think of belief systems as
maps or charts, clearly a neat one will allow us to find our way around
our environment more surefootedly than would a messy one. (But what
if the system has been made too neat, and contains inaccuracies?
The recommendation of neatness methodologically assumes, here as always,
that the system in question is unrefuted. Notice too that even in
fact, as in real-world cartography, accuracy should not always trump neatness;
some error is tolerable, even mandatory, in the interest of smooth and
fast action, if the particular error is unlikely to cause much trouble.)
Also, a particular belief that raises awkward questions thereby causes
distraction, sapping at least some time and mental energy.
Finally, the engineer would make us conservative,
at least to the minimal extent of not revising our beliefs without some
reason to do so. Like social change, all belief revision comes at
a price, drawing on energy and resources. Arbitrary and gratuitous
changes of belief, therefore, are to be avoided. If there were a
habit of making such changes, the resulting instability would be inefficient
if not constantly confusing.
Thus, from the design point of view, it seems to
be a good thing that we cognize according to the pragmatic virtues.
We would not function at all well unless we did so.
(It must be emphasized that the Darwinized Peircean
view sketched in the preceding few paragraphs is not an attempt at justifying
appeal to the pragmatic virtues in any usual epistemic sense of ‘justify.’
As we have seen, the Weak Explanationist maintains that although the virtues
are identified through reflective equilibrium as basic cognitive
values of ours, they are, thus, basic; there is nothing that could justify
them. The function of our cognitive bioengineer story is only to
rebut Hacking’s charge that they are only mind candy, not cognitive in
their value.)
The invoking of an idealized bioengineer as a metaphor
for evolutionary design will and should raise some hackles, for it suggests
the Panglossian view that our cognitive powers are optimally suited for
getting us about the place, or at least that when we are in top epistemic
form we will seek the pragmatic virtues for all we are worth. The
first of those suggestions is plainly false, since nothing about homo sapiens
is optimally suited for anything very interesting. The second
suggestion is very likely not true either, since, once we have started
to consider adaptation to our environment, there may be other cognitive
features that the engineer would find useful but that can conflict with
the explanatory virtues, say for special purposes. (See Stich (1985);
Lycan (1988, pp. 145-53).) If the Explanationist wants to stand by
the present Peircean response to van Fraassen’s and Hacking’s challenge,
s/he must block the two Panglossian suggestions. That in itself is
no great feat, because they are not strictly entailed by the engineer story;
but the Explanationist must block them in a principled way, showing how
and why the explanatory virtues are of central cognitive value even though
they are neither adaptively optimal nor even (necessarily) adaptively overriding
within the cognitive system.
A further objection to the design response is that
the idealizations needed to bring the engineer story into line with Explanationist
epistemic norms are greater and more tendentious than is the familiar idealization
of our species’ selection history that affords ‘designer’ metaphors in
biology generally (Davies (2001)). Evolution by natural selection
aims at reproductive fitness only, and it is hard to see how the value
notions of epistemology could ultimately be reduced through any series
of independently motivated idealizations to nothing but reproductive fitness.
Here one does get the sense that truth would then have nothing to do with
it.
Van Fraassen (1989) pursues the “mind candy” argument
in more detail, and his new version(s) will have to be answered.
7 Weak Explanationism vs. classical confirmation theory
According to a classical, purely formal confirmation
theory, if two competing theories or hypotheses explain or accommodate
exactly
the same data, neither of them may be preferred to the other.
For each is confirmed to the same degree, and so the two hypotheses are
precisely equal in epistemic status, warrant or credibility. Yet
in real life, one of the two may be preferred very strongly. It seems
to opponents of Weak Explanationism that we have considerations of two
different sorts: Data, hard evidence, bearing a quasi-formal probabilifying
or confirming relation to each of the competing hypotheses H and H´,
and the additional pragmatic virtues attaching differentially to H and
H´. The confirming relation is commonly expressed by terms
like ‘likely,’ ‘probable,’ and ‘confirms’ in the foregoing narrow sense;
the model for it is formal inductive logic or confirmation theory based
on probability theory, conceived by the Positivists as a strict analogue
to deductive logic. Let us call it ‘narrow confirmation.’
Following mainstream epistemology, let us also use
the word ‘justify’ and its variants to signify overall epistemic rationality.
‘Justified’ will then mark out the class of beliefs it is epistemically
rational to hold, and ‘justification’ will mean the relation between those
beliefs and the evidence in virtue of which holding them is rational.
The question then becomes, is justification in this general epistemic sense
exhausted by narrow confirmation? Which is again to ask whether the
explanatory virtues are merely practical bonbons of no specifically epistemic,
truth-conducing value, or are instead genuine reasons for accepting a theory
as more likely to be true than is a competitor that lacks them.
The claim that narrow confirmation does exhaust
justification is what Lycan (1998) called ‘the spartan view.’ There
it was argued that the spartan view gives rise to skeptical quandaries:
van Fraassen’s and others’ radical skepticism about scientific unobservables;
renewed Evil-Demon skepticism about the external world; and Goodman’s ‘Grue
Paradox.’ A proponent of the spartan view must either accept some
skeptical thesis or take on the task of showing how a classical confirmation
theory can overcome the skeptical quandaries without at least tacit appeal
to the pragmatic virtues. (Lipton (1991, Ch. 6) argues that the Raven
Paradox, in addition, will yield to Explanationist treatment.) If
one is persuaded and wishes to resist skepticism, it seems there are three
paths: to modify classical confirmation theory in order to respect the
virtues; to relegate classical confirmation theory to a confined role in
inquiry, granting that justification far outruns narrow confirmation; or
to abandon confirmation theory entirely as a bad job.
Roughly the first path has been taken by Glymour
(1980), whose idea is to broaden the notion of ‘confirmation,’ so that
H may be counted as ‘better confirmed’ than H´ even though H and
H´ are still equally probabilified by the evidence base. If,
however, one wants to demote or abandon confirmation theory entirely, one
faces the daunting task of building a systematic account of the pragmatic
virtues, their measurement and their comparative interaction. And
to date, no theorist has taken more than a step or two in that direction.
8 Ferocious Explanationism defended
The most obvious direct argument in favor of Ferocious
Explanationism is from the presumed truth of Weak Explanationism and the
lack of any promising program for reducing the pragmatic virtues to probabilistic
or confirmation-theoretic notions; if explanatory inference does justify,
but so far as we know the virtues are not reducible to some more familiar
epistemic value, then so far as we know, explanatory inference justifies
directly, without being derived from some more basic form of ampliative
inference. Reflective equilibrium may also lead to this conclusion,
on top of Weak Explanationism in the first place.
More distinctively, Harman (1965, 1968) began the
task of reconstructing standard inductive argument forms as enthymematic
explanatory inferences. For example, from the fact that all the emeralds
observed so far have been green, we inductively infer that all emeralds
are green. Harman would say this is because the latter conclusion
best explains the observations. Suppose it did not; suppose we are
somehow independently assured that it just happens that all the
emeralds we have observed so far have been green. Then it does not
seem that we are entitled to our usual inductive inference—especially when
we take into account that all the emeralds we have observed have also been
grue (= green and examined before some future time tf or blue
and not examined before tf). Explanatory considerations
are needed, the Explanationist will argue, in order to justify inferring
‘All emeralds are green’ instead of the competing generalization, ‘All
emeralds are grue.’
And consider the more general form of enumerative
induction:
N% of all the observed Xs have been F.
_______________________________
\ Roughly N% of all Xs are F.
If we suppose that what licenses a sampling inference of this form is
that its conclusion best explains its premise, we can also account for
the two characteristic fallacies associated with the form. The besetting
fallacies are those of insufficient sample and biased sample.
The former is committed when too few Xs have been observed; the latter
when we have independent reason to think that the proportion of F Xs in
our sample differs from the proportion of all Xs that are F.
‘Insufficient sample’ is a fallacy, the Explanationist will say, because
when the sample is too small, the suppressed assumption of best explanation
fails. Suppose I have observed just two marbles in my entire life;
one was yellow and one was blue. Those facts are hardly best explained—probably
are not explained at all—by the hypothesis that 50% of all the marbles
in the world are yellow and 50% are blue. At least, the latter hypothesis
seems to make no prediction that if someone samples two marbles, one will
be yellow and the other will be blue.
What is wrong with ‘biased sample’ is that when
a sample is discovered to be biased, that affords precisely a better
explanation of the distribution than is the hypothesis that the general
population is distributed in that way. If only registered Republicans
are consulted in a poll designed to test public approval of George W. Bush’s
performance in his first year as U.S. President, the best explanation of
the resulting positive rating is that Republicans tend to support Bush,
who was their own candidate, not that a majority of Americans do.
One can carry the argument a good deal farther than
mere enumerative induction. In an extended case study (of Semmelweis’
search for the causes of childbed fever), Lipton (1991, Ch. 5) shows that
on the whole, Mill’s Methods can be neatly integrated into and explained
by a careful stepwise use of contrastive explanatory inference. Where
explanatory inference diverges from the Methods, the Methods are seen to
be lacking (Ch. 7).
Unfortunately for the Ferocious Explanationist,
there are other forms of inductive and statistical inference that are not
so easily represented as enthymematic explanatory inferences. For
example, Harman (1968) has tackled statistical syllogism:
N% of all Fs are G.
____________________________
\ The next observed F will be G.
But, as is argued by Lycan (1988, pp. 184-86), his treatment is not
satisfactory, and neither is the one that Lycan there proceeds to substitute
for it. Here is perhaps the worst problem case (due to Joseph Tolliver):
Consider a random-distribution process operating over a closed surface;
say a nucleus of some kind explodes and scatters lots of particles randomly
onto the inner surface of a containing hollow sphere. The particles
end up distributed fairly evenly over that surface. Now, take a large
subregion R of the inner surface; say, R is the 90% that is left when we
have mentally subtracted a small wedge from the sphere. And take
any one of the particles, p. By hypothesis, the vast majority of
the particles landed in R, so, probably to degree .9, p did (so long as
p is not known to be atypical). That inference is statistically reasonable,
but does not seem to be explanatory in any way at all. In particular,
by hypothesis, the process is random and nothing about the particles themselves
makes it true that most of them land in R.
So it seems there is at least one central and prevalent
form of ampliative inference that resists the Ferocious Explanationist’s
efforts.
But here is a new argument for the Ferocious view,
aimed at those opponents such as van Fraassen who reject explanatory inference,
at least taken as primitive, but who rely confidently on some more traditional
forms of inductive and statistical inference: Inductive and statistical
inference rely on evidence that is in the subject’s possession. The
evidence concerns what has been observed. What has been observed
now lies in the past, however recent. The evidence is believed on
the basis of memory. But, far from accepting all or even most of
the remembered evidence, why should we believe in the reality of any past
at all? Why should we not instead accept a Russellian eleventh-hour-creation
hypothesis, that the world, whatever it may include besides our present
sensations and memory impressions, sprang fully formed into existence half
a second ago, though to be sure complete with all the memory impressions
and perceptions of apparent traces and records?
One cannot resolve the conflict between the hypothesis
that our memories are veridical and the Russellian hypothesis by appeal
to inductive or statistical argument, for it is the data premises of any
such argument that are neutralized by the Russellian hypothesis.
Why, then, is it reasonable for us to believe in the reality of the past
at all, much less in its statistical details? It is hard to think
of any answer that does not invoke explanatory considerations taken as
primitive. The obvious answer is that the veridicality hypothesis
heavily outweighs the Russellian hypothesis at least in simplicity, neatness,
and conservativeness, though certainly the details here would be hard to
settle.
9 Objections to Ferocious Explanationism, and replies
Keith Lehrer (1974, Ch. 7) has offered several objections
to the Ferocious view.
First, he says (p. 178), there are ‘completely’
justified empirical beliefs (in addition to the conclusions of statistical
syllogisms, noted in the previous section) whose justification depends
in no way on explanatory considerations. For example, we can use
the Pythagorean Theorem to infer from the respective spatial locations
of a mouse and an owl that the mouse is five feet from the owl. (Reply:
The Pythagorean Theorem itself is justified by the explanatory roles of
the geometric principles from which it is derived. Rejoinder (p.
179): It need not have been. A tribe constitutionally averse
to explanation might have worked out the Theorem as an empirical generalization.)
Second (pp. 170-71; cf. Cornman (1980)): Achieving
explanatory coherence is cheap. One can greatly increase the explanatory
coherence of one’s overall belief system by simply throwing out data;
that is, whenever a lower-level belief resists explanation or causes trouble
in conjunction with another belief, we can preserve explanatory order by
just ceasing to hold that belief, rather than by adding epicycles to the
system in an attempt to accommodate it. So the splendid explanatory
virtue of a belief system is in itself no reason to accept that
system. (Reply: Lehrer seems to assume either an unrealistic
degree of doxastic voluntarism, or a strange absence of norms concerning
what doxastic items must be respected, or both. We constantly find
ourselves with spontaneous beliefs, most but not all produced by our sense
organs, which we neither can simply choose to abandon nor would be justified
in trying to do so.)
Third (p. 181): For any hypothesis or theory
held on explanatory grounds, ‘there are always conflicting theories
concerning some aspect of experience that are equally satisfactory from
the standpoint of explanation,’ so a rational decision between the conflicting
theories would necessarily have to appeal to some entirely nonexplanatory
desideratum. The obvious reply to this is to remind Lehrer that we
are to infer the best available explanation; we are not responsible
for Plato’s Heaven. But presumably what he has in mind is that in
principle there might be an algorithm that could be applied to a given
theory and would reliably generate a competing theory with at least as
much explanatory merit as the original. (Reply: Why should
Lehrer or anyone else be confident that there is such an algorithm?
But even if there is, conservativeness can decide in favor of the original
and against the mockup. The original was already believed when the
algorithm spit out its artificial competitor. Several strong rejoinders
can be made here, even if we set aside Lehrer’s own rejection (p. 184)
of conservativeness as an epistemic value; for further discussion, see
Lycan (1988, pp. 174-77).)
There is a further and more fundamental issue, that
seems to demand further substantive work from the Ferocious Explanationist.
10 The unexplainers
According to any Explanationist, beliefs are justified
by their ability to explain other beliefs. But explanation is asymmetric.
If there is not to be an infinite regress or a vicious circle of explainings,
there must be some beliefs that get explained but do not themselves explain
anything else—ultimate data, if you like. Nor is this conclusion
merely theoretical, for we can think of plenty of examples. To take
one of George Pappas’, I believe that my visual field contains little moving
spots. Or imagine that you hear a loud report; your belief that you
heard a report does not seem to explain anything; you just did seem to
hear one. These beliefs are what Sellars (1973) and Lehrer (1974,
p. 162) call ‘explained unexplainers.’ But if the unexplainers are
not themselves justified, they cannot in turn justify the hypotheses that
explain them, and the whole belief system is left without foundation.
Yet if they are justified, they are so in some way other than by what they
explain; so the Ferocious Explanationist must cave in and admit that there
is nonexplanatory justification of some sort.
Actually that is not too large a capitulation for
the Ferocious theorist, if it is one at all. For the Ferocious view
is stated specifically in terms of ampliative inference. So it is
open to the Ferocious theorist to hold that the unexplainers are all noninferential
beliefs, and the Ferocious view simply does not apply. We might give
any plausible independent account of the unexplainers’ justification.
We might join Chisholm (1977) in appealing to ‘self-presenting’ mental
states, or we might go all the way against Sellars and Quine and hold out
for an unrevisable sensory given. Or we might turn Reliabilist about
noninferential beliefs; Reliabilism always seemed to work best for noninferential
beliefs in any case.
Still, it is at least embarrassing for the Ferocious
theorist to bifurcate her/his overall epistemology in such a way.
For example, if s/he were to go Reliabilist about the explanatory foundation,
thoroughgoing Reliabilists such as Goldman (1986) would naturally ask,
why bother with the Explanationist superstructure? Why not be a Reliabilist
all the way up?
The more ambitious Explanationist has at least three
less bifurcatory possible moves here. One is to argue that there
are not really any total unexplainers and that not all explanatory circularity
is vicious; perhaps there is a virtuous circle of explanation, with lots
of little individual near-unexplainers teaming up collectively to
explain some apparently higher-level belief. Another is to maintain
that the unexplainers are justified by being explained, and resist
the charge of vicious circularity that would naturally attend that move.
A third would be to appeal to one or more of the pragmatic virtues, applied
at the level of the unexplainers.
Lycan (1988, Ch. 8) pursues the third strategy,
invoking conservativeness. Recall from the previous section that
we have ‘spontaneous’ beliefs, that merely arise in us and (normally) cannot
just be abandoned. Noninferential beliefs will, at least normally,
be spontaneous in that sense. Now, a spontaneous belief is a belief,
and the canon of conservativeness sketched in section 3 above entails (what
admittedly may seem outrageous) that the bare fact of our holding a belief
renders that belief justified at least to a tiny degree. The belief
may accrete further justification by being explained, indeed by being swept
up into a large network of strongly cohering beliefs. Therefore,
at least some noninferential beliefs will be justified, but justified solely
by pragmatic virtues even though they themselves explain nothing.
Incidentally, Explanationism is often referred to
as ‘explanatory coherentism’ and regarded as a species of coherentist epistemology,
though this essay has not emphasized that theme. On it, see Harman
(1986), Thagard (1989), and Lycan (1996).
11 Conclusion
Despite the commonsensical status of Weak Explanationism,
there is nothing uncontroversial about Explanationism in any form.
The arguments pro and con presented here only begin to illuminate the issues.
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