| (Note: We repeat here the hypotheses advanced by the author in the first installment -- Ed.) |
The end of the Cold War has increased American willingness to apply human rights criteria in the conduct of U. S. foreign relations.
Because they are more knowledgeable about the changing nature of international affairs in an age of interdependence, leaders are more likely than members of the general public to hold internationalist views and to understand that U. S. national interests usually parallel rather than work at cross purposes with the promotion and protection of human rights abroad.
Attitudes toward the priority that should be accorded human rights in the conduct of foreign affairs are likely to be embedded within a broader cluster of policy preferences -- an ideology -- that includes attitudes on domestic human rights issues.) |
THE FIRST PAIR OF HYPOTHESES introduced [in the first installment] provides divergent assessments about how the end of the Cold War may have affected attitudes toward human rights, whereas the second pair focuses on possible differences between the attitudes of leaders and the general public. As noted earlier, few surveys have repeated identical questions about human rights, making it difficult to undertake extensive trend analyses with confidence. The two exceptions are the CCFR and FPLP surveys, both of which have included some relevant questions asking respondents to indicate how much importance should be attached to a series of possible foreign policy goals. Several of these items were also included in a 1993 Times-Mirror survey of both leaders and the general public.
Beginning in 1978, those taking part in the CCFR and FPLP surveys were asked to rate "promoting and defending human rights in other countries" as a foreign policy goal, with response options ranging from "very important" to "not important at all." The results for both leaders and the general public, summarized in Table 1, yield several conclusions:
A SECOND HUMAN RIGHTS-RELATED QUESTION asked respondents to rate the importance of "helping to bring a democratic form of government to other nations." It should be noted, of course, that there is a far from perfect correlation between democracy and respect for human rights. A government may be voted into office in "fair" elections on a platform of suppressing some minority; for a century after the American Civil War, for example, countless southern Democrats won office by promising to maintain segregation and otherwise preventing black Americans from enjoying the status of first class citizens. Nevertheless, the human rights records of democracies are, on balance, far better than those of most authoritarian regimes. It is thus likely that one of the reasons respondents might attach importance to promoting democracy abroad is precisely because of a belief that doing so might improve the overall state of human rights.
Promoting the spread of a democratic form of government to other nations has not ranked as a high foreign policy priority, at least during the past two decades. Indeed, more often than not it has been the foreign goal that was assigned the fewest "very important" ratings by both leaders and the general public responding to the surveys summarized in Table 2.3 Although some observers have criticized American diplomacy for misguided zeal in attempting to propagate the country's values and institutions abroad, there is little evidence of public enthusiasm for such undertakings in the post-Vietnam era. Nor do the data in Table 2 indicate that the end of the Cold War and the disintegration of the Soviet Union have kindled -- or rekindled, as the case may be -- any burning desires to promote the spread of democracy, even though the risks of igniting a superpower confrontation with Moscow by doing so have virtually vanished. Starting from a very low baseline, there has been a modest increase in leaders who assign a "very important" rating to the goal of promoting democracy abroad, whereas the opinions of the general public have remained stable during the past two decades. Thus, the evidence would not appear to provide compelling support for either hypothesis 1a or 1b.
Finally, compared to leaders, the general public has been somewhat more inclined to support the promotion of democracy abroad, but the differences between the two groups, most pronounced during the 1970s, have virtually disappeared. It might be noted in conclusion that the figures in the right hand column of Table 2 offer further evidence exonerating the public against the charge that its opinions on foreign affairs are afflicted by a high degree of volatility.
ALTHOUGH THE UNITED STATES has been involved in a broad range of economic assistance programs since the end of World War II, American officials have usually resisted any efforts to include economic-social "needs" as an integral part of human "rights," preferring to confine the latter term to civil-political rights. But as noted earlier, this analysis adopts a broader view of human rights wherein appraisals of "helping to improve the standard of living in less developed countries" as a foreign policy goal are germane to the discussion.
Assessments of that goal by leaders and the general public are summarized in Table 3. The data reveal a rather consistent erosion of support for attempting to improve the standard of living in poor countries. The evidence from the CCFR surveys shows that support for this goal among leaders peaked in 1978 and has declined steadily since then, whereas assessments among the general public remained quite stable through 1990. The sharp decline among both groups in 1994, the first CCFR survey following the disintegration of the Soviet Union, provides support for hypothesis 1a and runs counter to hypothesis 1b.
The data in Table 3 also indicate that, compared to the general public, leaders have consistently accorded more "very important" ratings to the goal of improving living standards in the LDCs, thus providing some support for hypothesis 2b. But those differences, which were quite pronounced through the mid-1980s, have diminished more recently as respondents in both groups have expressed reduced interest in this goal. These results are consistent with other survey data that have shown a steady decline in public support for international economic assistance programs. But the public has spoken with a clear voice on one aspect of foreign aid by very strong majorities it approves linking international assistance to the recipient's performance on human rights, and it is critical of aid to countries with poor human rights records.4
A SECOND QUESTION that bears on the economic aspects of human rights asked respondents to rate the importance of "combatting world hunger" as a foreign policy goal. Their appraisals, summarized in Table 4, reveal considerably greater support for coping with hunger than for the more general goal of raising the standard of living in the Third World. Two possible reasons come to mind. First, hunger represents a deprivation of the most basic human need. A second possible reason is that the means for dealing with hunger, at least in the short run, are more obvious and readily available, especially for a country such as the United States that consistently produces massive agricultural surpluses. In contrast, raising the standard of living in poor countries may appear to be an open-ended goal without a clearly defined end for which there are fewer ready and uncontroversial solutions.
Although there has been some erosion of support for coping with hunger as a foreign policy goal since the mid-1970s, the data in Table 4 do not provide significant support for either hypothesis 1a or hypothesis 1b on the impact of the end of the Cold War. Nor does the evidence yield a clear-cut verdict with respect to hypotheses 2a and 2b. With the single exception of the 1994 CCFR survey, the differences between leaders and the general public have not been of a striking magnitude. Through the early 1980s, leaders were somewhat more inclined to rate the goal of combatting hunger as "very important," but since then the direction of the gap between the two groups has been reversed. Once again, responses of the general public have been marked by stability rather than volatility. The views of opinion leaders taking part in the FPLP surveys have also remained quite stable.
EVIDENCE ABOUT A FIFTH FOREIGN POLICY GOAL with a human rights dimension -- "protecting the global environment" -- is even sketchier than for the other four issues because the question did not appear in the CCFR surveys until 1990. We thus lack a Cold War era baseline against which to assess the more recent responses of the general public. There might be no special reason to suspect that the end of the Cold War would have a direct impact on attitudes toward environmental protection, but the collapse of communist governments in Eastern Europe and the disintegration of the USSR did result in much fuller information about massive environmental depredations in many of those countries.
The limited evidence summarized in Table 5 provides little basis on which to assess the relative merits of the competing hypotheses on the impact of the end of the Cold War. Attitudes among the general public have remained quite stable, with more than half of the respondents consistently rating environmental protection as "very important." In contrast, the views of leaders have been more variable, with increasing interest among those taking part in the FPLP surveys, and declining "very important" ratings among the leaders surveyed by the CCFR. These results do not give rise to any clear verdict about the validity of hypotheses 2a or 2b.
THE THIRD PAIR OF HYPOTHESES presented above posited quite different answers to the question of whether attitudes toward incorporating human rights concerns into foreign relations are narrowly circumscribed or, alternatively, whether such views are embedded within broader political ideologies. Table 6 summarizes the relationship between leadership attitudes toward "promoting and defending human rights abroad" and the other four human rights goals questions. The correlations are consistently very high, averaging .62 and falling below .50 only once. These figures indicate strong links between attitudes toward various aspects of human rights abroad. Had the correlations been very weak or negative, they would have provided strong evidence against the hypothesis [3b] that attitudes toward human rights are part of a broader belief system, but by themselves they are not sufficient to sustain that hypothesis.
In order to assess the relative merits of hypotheses 3a and 3b, the analysis will proceed in three stages:
These results are consistent with Forsythe's finding that in congressional voting, "How one votes on a general series of foreign and military issues is thus an excellent predictor of how one will vote on more specific human rights issues." (Forsythe 1988:41).
In the final part of Table 8 respondents are classified into four domestic policy orientation groups according to their answers to six questions on economic issues and to six others on social-value issues. These questions were first included in the 1984 survey and, thus, there are no data under the 1980 column of Table 8. According to this classification scheme, conservatives are leaders who express conservative policy preferences on both economic and social-value questions; the other three groups are libertarians (economic conservatives, social-value liberals), populists (economic liberals, social-value conservatives), and liberals (liberals on both sets of issues).6 The evidence reveals strong and consistent differences on human rights among respondents in the four groups. Not surprisingly, the widest gaps are between the conservatives and liberals, with the libertarians and populists in the middle.7
TO THIS POINT, the analysis has focused on a set of questions asking respondents to assess foreign policy goals. Although these questions have the virtue of having been asked over span of more than two decades with precisely the same wording, they have the disadvantage of being rather abstract and removed from the specific context of actual decisions and policies. Stated differently, the "goals" questions may provide evidence about what respondents believe to be desirable , but they tell us little about what they regard as feasible in given circumstances, or about how they may assess tradeoffs between goals.
Two of the most difficult and controversial issues touching upon the tradeoffs between human rights and other foreign policy goals have involved the former Soviet Union and China:
Some variant of the former question was posed at least fourteen times by several survey organizations during the decade and a half prior to disintegration of the Soviet Union in 1991. Although the wording of questions varied quite substantially, making it hazardous to attempt any direct comparisons among them, one clear conclusion emerges from the data: In every case but one, the public assigned a higher priority to arms control than to human rights goals. The exception occurred during the opening months of the Carter administration when 55 percent of the public agreed that President Carter should "continue to complain to the Russians about the suppression of human rights even if it slows down détente and the chances for an arms agreement."8 A 1985 Gallup poll yielded a more typical result when 62 percent of the respondents supported the view that "arms control is so important we should negotiate in that area regardless of progress on human rights and regional conflicts," whereas only 29 percent wanted to make agreement on an arms control treaty dependent on progress in resolving the other issues.9
The public has been much more ambivalent about the appropriate policy when faced with a tradeoff between improving relations and expanding trade with China versus pressing the Beijing regime for an improvement in its human rights record. Since the Tiananmen Square massacre of dissidents in 1989, various forms of the question have been posed at least fifteen times, with results that fail to yield a clear pattern of preferences. For example, between January 1990 and October 1991, four CBS News/New York Times surveys asked "when the United States deals with China, which do you think is more important: to criticize the way China suppresses human rights, or to avoid criticism in order to maintain good relations with China?" In none of these surveys did either option garner support from a majority of the respondents; the "good relations" policy barely prevailed in the first two surveys by 46-42 percent and 44-42 percent, whereas the "human rights" position was favored by margins of 48-37 percent and 44-40 percent in the last two polls.10 However, more recent surveys indicate that public attitudes are shifting in the direction of a more accommodating stance toward China despite the absence of visible improvement in that country's human rights record. For example, a Times Mirror survey in 1995 revealed that 62 percent of the respondents believed that "the U.S. should not get involved in China's domestic affairs, even if it means overlooking human rights abuses," whereas only 29 percent stated that "the U.S. should try to promote democracy in China, even if it risks worsening relations with China."11
THE NEXT STEP in assessing hypotheses 3a and 3b is an effort to overcome the limits of the goals questions by analyzing assessments of actual U.S. foreign policy decisions and actions on issues that have a significant human rights element. Table 9 summarizes responses by Republicans, Democrats and independents among the general public to several human questions posed in the Chicago Council surveys; comparable results for the CCFR leadership sample are presented in Table 10.
Several points emerge from these data:
Because all of these decisions and actions were undertaken by Republican administrations, the evidence does not enable us to answer one key question: Do these results merely reflect partisan support or opposition to administration policies, or are they expressions of more fundamental beliefs about the appropriateness of applying human rights criteria to foreign affairs?12
The next three tables explore the impact of ideology on assessments of foreign policy decisions that involve human rights issues. Table 12 and Table 13 summarize the views of self-described conservative, middle-of-the-road, and liberal respondents to several questions posed in the Chicago Council surveys. The evidence points to two main conclusions:
THE FINAL STAGE of the analysis related to hypotheses 3a and 3b focuses on a number of domestic issues with a human rights dimension, including freedom of dissent, busing for purposes of school integration, the death penalty, the Equal Rights Amendment, and discrimination against homosexuals. Each of these questions was posed in three FPLP surveys. The analyses are initially aimed at discovering whether the background attributes that have already been shown to be strongly correlated with positions on the use of human rights criteria in the conduct of foreign affairs -- party, ideology, and foreign policy orientation -- are also associated with preferences on the domestic issues.13
The relationship of party affiliation to the five domestic human rights issues is summarized in Table 17. With one exception -- the policy of "barring homosexuals from teaching in public schools," which steadily lost support between 1984 and 1992 -- aggregate opinions on these issues have been remarkably stable, varying by only the slightest amounts over eight year periods. Partisan differences also have remained consistently large. In each case, Democrat expressed far stronger support for the right to dissent, school busing, abolition of the death penalty, and the Equal Rights Amendment, while Republicans were the stronger advocates of preventing homosexuals from teaching in public schools. Except on the latter issue, the policy preferences of both Democrats and Republicans remained quite stable across the three surveys. In all instances, independents as a group expressed views that placed them between members of the two major political parties.
When leaders taking part in the FPLP surveys are classified according to their self-placements on the ideology scale, the range of responses to the domestic human rights issues can only be described as huge (Table 18). Although fewer than a third of the leaders judged that the right to dissent damages American foreign policy, differences between liberal and conservatives on that question are consistently very large. For all of the other issues, the gap between the most conservative and most liberal leaders exceed sixty percent in each of the three surveys. But wide differences are not merely confined to those at the endpoints of the ideology scale; even those who describe themselves as "somewhat conservative" hold sharply different views from leaders who regard themselves as "somewhat liberal"; the gaps between them are typically forty percent and higher. Nor is there much evidence that the stark ideological differences of the earlier surveys are being bridged in the later ones.
THE FINAL STEP IN THIS ANALYSIS examines the relationship between foreign policy orientations and the domestic human rights issues. A consistent pattern emerges from the data in Table 19. On each issue, the hard-liners are the strongest advocates of preventing homosexuals from teaching in public schools and are most critical of the freedom of dissent; they are also the strongest critics of school busing, abolition of the death penalty, and the Equal Rights Amendment. Responses of the accommodationists, as a group, are precisely the reverse on all five issues. In each case, the isolationists and internationalists expressed views that placed them between the hard-liners and accommodationists.
The correlations between leadership opinions toward human rights abroad and at home are reported in Table 20. They provide further support for the hypothesis that views about human rights are in fact embedded within a broader political ideology.
THESE ANALYSES DO NOT PROVIDE CONCLUSIVE EVIDENCE supporting either of the hypotheses (1a or 1b) about how the end of the Cold War may have affected attitudes on human rights, or about the hypothesized (2a or 2b) differences between leaders and the general public on human rights attitudes. Possibly these inconclusive outcomes can be attributed at least in part the scarcity of relevant data.
A much clearer conclusion emerges on relative merits of the third pair of hypotheses (3a or 3b):
There is little evidence to support the contrary hypothesis that skeptics are merely isolating foreign relations as a special domain that should be exempt from human rights concerns. But some caution is warranted even with respect to these hypotheses because the data are stronger for leaders than for the general public. Indeed, there are indications of stronger ideological linkages in the views of leaders than in those of the general public.
President Jimmy Carter had hoped that a concern for human rights abroad might provide one of the foundations for restoring at least some semblance of a bipartisan foreign policy consensus in the wake of the disastrous war in Vietnam. For many reasons -- not the least of which is that even the most ardent advocate of human rights will concede that in the formulation of foreign policy this goal must compete with other national interests -- President Carter was not more successful in this endeavor than his predecessors had been in promoting détente as a basis for a post-Vietnam consensus, or his successor was to be in creating a greater degree of unity by means of a massive arms buildup and a more confrontational stance toward the Soviet Union.
But that was then and now is now.
Professor Holsti expresses his indebtedness to the National Science Foundation for five grants that supported the Foreign Policy Leadership Project surveys of American opinion leaders;
Dr. Holsti is George V. Allen Professor of International Affairs at Duke University and a member of the executive committee of the Triangle Institute for Security Studies. |