UNC Email Policy Review

INLS 187 Information Security

The policies I studied were UNC-Chapel Hill Email policies [http://www.unc.edu/atn/policy/]. Policies concerning Email usage on UNC-Chapel Hill campus could be divided into three groups: Email privacy policy, special handling for Email accounts, and the university's policy on mass Email. Among them, Email privacy policy serves as the primary policy for general email system guidelines.

Summary and Highlights:

Policy on the Privacy of Electronic Information provides a set of rules "clarifies the applicability of law and certain other University policies to electronic mail and the University's Policy on the privacy of electronic information". Special Handling for Email Accounts answers questions concerning campus email accounts management in special occasions. ITS Mass Email Policy introduces Mass Email System that supports requesting, approving and scheduling official mass emails.
According to the privacy policy, the University does not monitor email routinely, yet electronic mail is still vulnerable to unauthorized access by third parties. In order to maintain the University's computing system, authorized employees could have access to electronic mail stored on the University's computing system. This access, requiring the approval from the Provost and the Vice Chancellor and General Counsel, is under strict control. One important aspect of special handling of email accounts is that a campus email account would be closed and mail in that account would be deleted if that person leaves the University. Exceptions are made upon request from someone retires in good standing or the executor of the estate if someone dies. Electronic records and electronic mail concerning the University business are "public records" according to the state record acts, and are subject to that act's retention/disposition requirements.

Criteria:

Clarity-Is the policy easy to understand, in both language terms and structure terms?

The language of UNC's set of email policies is easy to understand. There are also efforts in categorizing the policy into three groups to address to different situations. Policy on the privacy of electronic information serves as the primary policy that covers not only electronic mail, but also other data stored on the University computers and networks. ITS Mass Email Policy authorizes the distribution of mass email on UNC campus. Special Handling for Email Accounts explains the University's actions in dealing with individual's email account when the person is no longer at the University.

Scope-Who does the policy apply to? What information is covered by the policy?

The Email policies that I studied are pretty comprehensive. On one hand, it clearly defines the applicable group of the policy. On the other hand, it clearly defines most situations in using the electronic resources of the University. It is good to introduce University anti-discrimination policy into this cyber realm. Seven purposes are listed in detail, strictly providing situations that University officials having access to individuals' email accounts. Special situations are also given full attention in Special Handling for E-mail Accounts policies. Another good point of the E-mail policies is that the University makes the email privacy policy an open issue for discussion and hold public meeting to collect opinions.

Update-Is the policy often updated to address to latest situation?

The policy is under quite frequent update and is open to public discussion. For example, in this semester the Email and Electronic Records Retention Policy was replaced by ITS Mass Email Policy. The new ITS Mass Email Policy is still under construction and the three published version could be found on its page, with the latest version (March 25, 2003) listed most above.

Recommendations:

However, in my opinion the "authorized access" to individuals email account should prescribe not only the detailed conditions mentioned in the policy, but also the range of operators. This range of operators needs to be highly restricted. For example, the authority had better be given to a system administrator of a particular department instead of the any other assistants working under him or her.

In consideration of space conservation, it is quite understandable that the university computing system will delete individual's email account when that person is no longer employed by or enrolled in the University. Yet there must be some inconvenience brought by this policy to the individual, and the University's computing system should not leave it unaddressed. A simple thing that the system could do to improve is to send email to the individual's off-campus email account, reminding him of thedeletion. By doing this, the user will at least not be left in surprise when he finds his account no longer exist.

Another thing that we might be able to improve is that the creator and/or receiver of the electronic records or mail that are defined as public records should keep them in electronic form, instead of making hard copies of them. Making hard copies of electronic materials denies the advantage of this electronic age, and increases archiving work, which should be computerized too. The creator and/or receiver are not the part to decide on materials' retention and disposal. This task should be left for the University Records Committee, who would decide on the final formats of the public records.

These are my observations of the University Email policies. Wrapping up, I want to say that I could see the policy maker's efforts in making this form of communication more efficient and secure throughout UNC community.


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