Contradictions, Narrative and the Ritual Approach in Warshow’s “The Gangster as Tragic Hero”
According to Warshow, narrative and the ritual
approach in the gangster film serve to relieve tension caused by contradictions
in American society. The approach Warshow uses is incomplete, however.
He makes an unfounded assumption, relies too heavily on structuralism and
fails to mention Freud specifically although he does obliquely refer to
his ideas.
In order to understand contradictions, narrative
and the ritual approach in relation to “The Gangster as Tragic Hero,” one
must first comprehend these terms and how they pertain to the article.
Contradiction involves a conflict or opposition between two ideas.
More interestingly, these “two incongruous impulses are productively interdependent
and interactive” (Wood 180-181). This means one cannot have a concept
without experiencing the opposite of that concept. The strength of
a longing therefore relies on the intensity of its diametrical experience.
Warshow mentions several contradictions in “The Gangster as Tragic Hero."
First, he asserts the necessity of the “cheerful view of life” in American
society, while allowing that most people are not so happy all the time
(Warshow 127). The government forces individuals to act enthusiastic
in order to preserve the political veneer of American politics. Indeed,
“at a time when the normal condition of the citizen is a state of anxiety,
euphoria spreads over our culture like the broad smile of an idiot” (Warshow
128). In other words, American citizens experience a contradiction
in how society expects them to act (happy) versus how they really feel
(anxious). Another contradiction mentioned in “The Gangster as Tragic
Hero” is that of our conception of the gangster and his actions.
Warshow states “[the gangster] is what we want to be and what we are afraid
we may become” (Warshow 131). He is the ultimate success, as he does
what he wants with no concern for others. People detest failure and
desire success, or as Warshow says, “failure is a kind of death and success
is evil and dangerous” because it is “unlawful” (Warshow 133). Individuals
are afraid of achievement for it represents the demise of society.
Therefore, both failure and success lead to punishment, hence the basic
human conflict addressed in the gangster film is the discord between society
and the individual.
Narrative, another important aspect of “The
Ganster as Tragic Hero,” resolves contradictions. It is a rubric
of standardization that orders the world, how we make sense of it, and
how we fit into it. Its main function is to symbolically reconcile
irreconcilable tensions and create a world view. In “The Gangster
as Tragic Hero,” Warshow uses narrative to mitigate the aforementioned
conflict between the individual and society. He argues that when
films represent conflicts, the conflicts are “likely to be disguised or
attenuated” (Warshow 129). The disputes are therefore resolved symbolically
(through the medium of a film) and so the film is an example of the use
of narrative. Warshow argues that one way in which the gangster
film resolves conflicts is through discord between the plot of the gangster
film and its “tacked-on ending”. This is a symbolic representation
of the conflict between society and the individual. The individual
can succeed only so long before society, in the form of the obviously un-intended
ending, intervenes and restores order. Indeed, Warshow believes “the
effect of the gangster film is to embody this dilemma in the person of
the gangster and resolve it by his death” (Warshow 133). The use
of narrative in the gangster film is essential to the movie’s success.
Narrative belongs to a more general theory
of communication known as the ritual view. This approach sees communication
as a “social glue”. Both narrative and the ritual view strive to
acclimate the individual to their role in society. Carey says the
ritual view is “directed. . . towards the maintenance of society in time
and the representation of shared beliefs” (Carey 18). In other words,
communication works to hold people together within a community.
Warshow argues that mass culture, gangster films for example, “seek[] to
express by whatever means available. . . that sense of desperation and
inevitable failure which optimism itself helps to create” (Warshow 128-129).
Gangster films use the ritual view to enable people to accept and deal
with civilization. The narrativist aspect of the ritual view reconciles
people with the sacrifices they must make to live in society. One
may also see the ritual approach in Warshow’s assertion that “we gain the
double satisfaction of participating vicariously in the gangster’s sadism
and then seeing it turned against the gangster himself” (Warshow 131-132).
By allowing people to participate in both this destruction and restoration
of society, the gangster film reconciles them to their duty to live and
function in a community.
The main conflict Warshow deals with in “The
Gangster as Tragic Hero” is that of the individual versus society.
This is manifested in different ways, such as the false enthusiasm enforced
on the American public and the dual role of the gangster as hero and villain.
Narrative reconciles people with these sacrifices and compromises they
must make to live in society. It works by representing the conflict
symbolically. Narrative is a part of the ritual view of communication,
the main goal of which is to make individuals cohesive within a society.
This view and the narrative specialization both work to resolve conflict
in a gangster film.
Warshow’s analysis of the gangster film is
thought-provoking, but could have been taken a step or two further.
Warshow makes a questionable assumption, he uses a structuralistic approach,
and he also fails to mention Freud, even though he refers to his ideas
indirectly numerous times. The first assumption Warshow makes is
that there really is a contradiction between the happiness of an individual
in public and in private. Although I agree with this assumption,
Warshow does not prove that all or even most people are unhappy.
He has no evidence for this claim, saying for example “the citizen may
even be compelled to make a public display of his cheerfulness on important
occasions” (Warshow 127-128) without giving a single piece of evidence.
Since I concur with Warshow’s assumption, I can supplement his claim by
mentioning this sort of forced enthusiasm occurred frequently behind the
iron curtain before the end of the cold war. One can find proof of
this by reading various accounts from escapees and former inhabitants of
the area.
The second problem with Warshow’s analysis
of the gangster film is his insistence on using a structuralist point of
view. Structuralism is a snapshot method of analysis which answers
only how paradoxes occur without any reference to culture or history.
One calls the paradoxes involved binaries, one of the most common being
society and the individual. Although Warshow does explain nicely
how the gangster film and its tacked-on ending represent a solution to
the society versus individual conflict, he never mentions the historical
context of the film or of the conflict. Therefore, one can never
be sure by reading this article alone, if the appeal of the gangster film
is really due to its ability to glue society together, or due to some historical
or cultural past.
Finally, the most glaring omission in the
article is the mention of Freudian ideas. Freud proposed that humans
have innate fears of nature, fate, and other people. He believed
individuals formed societies to combat against nature, even though humans
are by nature anti-social. Freud also said people have an id, ego
and superego. The id is one’s unconscious desires of murder, cannibalism
and sex while the superego is the individual's conceptualizations of society’s
expectations. The ego is one’s attempt to compromise between these
two opposing forces. These three aspects can be correlated with the
individual’s unhappiness in society seen through his delight in sadism
(id), the forced enthusiasm of the individual and the tacked-on ending
as attempts to obey society’s rules (superego), and the use of narrative
and the ritual view of communication to resolve these conflicts (ego).
Warshow remarks “the gangster speaks for us, expressing that part of the
American psyche which rejects the qualities and demands of modern life,
which rejects ‘Americanism’ itself” (Warshow 130). This statement
is a perfect description of Freud’s id. Along these lines, Warshow
also notes that success is “the unlimited possibility of aggression” (Warshow
132). The gangster’s success fulfills the three aggressive desires
of the id. The gangster murders many people, cannibalizes when taking
over another gangster’s role or position, and always has women following
him around. So, Warshow concludes along Freudian lines, “one is punished
for success” (Warshow 133) as seen in the tacked-on ending of the gangster
film.
Freud posits two ways to deal with the conflict
between the id, or individual, and the superego, or society. First,
one should strengthen the ego. This is an internal strengthening,
and so is difficult if not impossible for most people without the use of
narrative and other aspects of the ritual view. The second way to
resolve this conflict is to practice neurotic acts, such as watching a
film in which one can both vicariously participate in the destruction of
society with the gangster (relieve the id) and be part of the punishment
(assuage the superego). It does not matter, then, that the ending
is obviously tacked-on, both Warshow and Freud would argue, because the
ending allows for a resolution of conflict.
Warshow believes the use of narrative and
the ritual view of communication to resolve societal conflicts is important
in the gangster film. Conflict is a set of interdependent yet opposing
ideas, such as that of the individual versus society. Narrative is
a theory though which symbolic activities reconcile irreconcilable tensions.
Narrative is also a part of the ritual approach to communications, which
sees all communication as an attempt to glue society together. Warshow’s
argument is weakened by his assumption that people are truly unhappy, his
insistence on the use of structuralism and his failure to mention Freudian
ideas in his article.